Topic: Mary Schapiro

Reuters US Online Report Business News | 2010-01-13 18:49:40
<div><p>WASHINGTON/NEW YORK (Reuters) - U.S. securities regulators proposed rules on Wednesday that would require more supervision of unlicensed high-frequency traders who gain unfettered, or "naked," access to public markets.</p><p>The Securities and Exchange Commission voted for a proposal that would require brokerages that rent out their access ...
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AP News | 2010-01-13 16:21:20
<div id="subtitle">SEC proposes to cut risk of error by brokerage customers with split-second market access</div><div><p>Federal regulators on Wednesday proposed new requirements for brokerage firms aimed at reining in risk from their trading customers who get split-second access to markets to buy or sell stocks.</p ...
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AP News | 2009-12-16 19:29:37
<div id="subtitle">SEC votes to require more disclosure on executive pay after outcry over corporate compensation</div><div><p>Federal regulators voted Wednesday to require companies to reveal more information about how they pay their executives amid a public outcry over compensation.</p><p>The Securities and ...
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Reuters US Online Report Business News | 2009-12-07 22:05:35
<div><p>NEW YORK (Reuters) - The U.S. Securities and Exchange Commission will likely seek public input on so-called high-frequency trading strategies, and whether traders using them gain any special advantages by placing fast computers next to exchanges.</p><p>High-frequency trading, which accounts for some 60 percent of U.S. stock ...
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How the SEC Would Spend $1.3 Billion

CFO | 2010-03-21 03:52:46

SEC reassessing funds’ service fees

Boston Globe | 2010-03-20 22:33:34

Frequently asked questions about 12b-1 fees

Washington Post | 2010-03-20 07:33:16

Mutual Fund 12b-1 Fees Could Get a Makeover

New York Times | 2010-03-18 19:30:33

7 Questions About Mutual Funds' '12b-1' Fees

New York Times | 2010-03-18 19:30:32

Schapiro Says S.E.C. Is Looking Beyond Lehman

DealBook | 2010-03-17 15:48:55

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