Topic: Mary Schapiro

Getty Images | 2010-01-14 17:23:09
Financial Crisis Inquiry Commission Holds First Public Hearing
Reuters US Online Report Politics News | 2010-01-14 17:28:13

WASHINGTON (Reuters) - U.S. regulators admitted to failing to head off the 2008 financial crisis as they appeared before a panel whose chairman said he plans to seek testimony from former Federal Reserve Chairman Alan Greenspan. As President Barack Obama proposed slapping a special fee on banks and criticized bankers' bonuses, the Financial Crisis Inquiry Commission heard regulators confess that ...

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AP News | 2010-01-14 14:13:26
Meltdown Investigation
Reuters US Online Report Business News | 2010-01-13 18:49:40

WASHINGTON/NEW YORK (Reuters) - U.S. securities regulators proposed rules on Wednesday that would require more supervision of unlicensed high-frequency traders who gain unfettered, or "naked," access to public markets. The Securities and Exchange Commission voted for a proposal that would require brokerages that rent out their access to the markets to have rules in place to protect against potential ...

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Former SEC Top Cop Sees More Lawsuits

CFO | 2010-02-09 18:31:02

The SEC Tackles 12(b)-1 Fees in ETFs

SeekingAlpha | 2010-02-09 05:29:35

Investors need to know the true nature of risk

InvestmentNews | 2010-02-07 06:36:31

S.E.C. to Consider Ways to Curb Short-Selling

DealBook | 2010-02-08 02:25:54

Mary Schapiro Wants to Curb Short Selling, Speaks in Tongues

DealBreaker.com | 2010-02-05 11:38:35

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